We focus on the operational and compliance aspects of your business, providing pragmatic feedback where it is required.
We also offer a variety of other support functions, including a sales and marketing proposition that will support your business in the retail market. This can range from establishing funds and marketing them, to detailed analysis of your own proposition comparable to your peers in the market.
Our support services can be tailored to include:
Annual Due Diligence, with a detailed report of the review
Review of existing documentation and policies
Post MiFID II Reviews and Health-checks
Systems/Trading Platforms due diligence and selection
Sales & Marketing reviews and support
Risk Management development and support
DFM & Investment Manager (CF30) Support and Mentoring
Business Continuity Reviews and Analysis
Target Operating Models
Client Segmentation analysis
Costs and Charges analysis